Web9 jun. 2016 · Under Article 26 (2) UK MiFIR, the obligation in Article 26 (1) UK MiFIR for investment firms which execute transactions in financial instrument will apply if the … Web27 feb. 2014 · MiFID II contains a Recital 24 mentioning that dealing on own account when executing client orders includes firms executing orders from different clients by matching them on a matched principal basis (back to back trading), which should be regarded as acting as principals and should be subject to the provisions of MiFID II Directive covering …
ESMA proposes extending MiFIR transaction reporting to …
Web20 dec. 2024 · Today, the EU member states’ representatives agreed on a mandate to start negotiations with the European Parliament concerning a review of the Markets in … Web25 mei 2024 · MiFIR – Article 26 (2) Obligation to report transactions 2. The obligation laid down in paragraph 1 shall apply to: (a) financial instruments which are admitted to trading or traded on a trading venue or for which a request for admission to trading has been made; (b) financial instruments where the underlying is a financial instrument rtms railway
Regulation of markets in financial instruments FCA
Web12 feb. 2024 · Pursuant to Article 26 (1) of MiFIR, Investment Firms shall submit transaction reports to the CSSF as soon as possible and no later than the close of the working day … Web11 feb. 2024 · Late reporting (October 2024) Pursuant to Article 26 (1) of MiFIR, Investment Firms shall submit transaction reports to the CSSF as soon as possible and no later than … Web23 mei 2016 · There are 3 types of trading venues: regulated markets, multilateral trading facilities and organised trading facilities. The UK MiFID framework sets requirements for … rtms psychology